Workers Action |
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Marxism and Anarchism:
The Philosophical Roots of the Marx-Bakunin Conflict -- Part One |
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By Ann Robertson |
| Many superficial explanations have been given for the conflict between Marx and Bakunin, between Marxism and Anarchism. Some commentators have resorted to personality flaws to account for the conflict. A more promising line of explanation of their intractable differences, however, lies in an investigation into the profoundly divergent philosophical frameworks that served as the points of departure for their respective political analyses. As will be shown below, their foundational concepts are so incompatible that even their points of agreement are rendered more illusory than substantive. |
Again, I'm not enough of a Marx scholar to pretend to an authoritative judgment. My impression, for what it is worth, is that the early Marx was very much a figure of the late Enlightenment, and the later Marx was a highly authoritarian activist, and a critical analyst of capitalism, who had little to say about socialist alternatives. But those are impressions. |
| The tempestuous relation between Marx and Bakunin is a well-known legacy of the history of western socialism. As co-members of the International Working Men's Association, they seem to have devoted as much energy battling one another as their common enemy, the capitalist system, culminating in Marx's successful campaign to expel Bakunin from the organization. While at times engaging in cordial relations, they nevertheless harbored uncomplimentary mutual assessments. According to Marx, Bakunin was "a man devoid of all theoretical knowledge" and was "in his element as an intriguer", [1] while Bakunin believed that "... the instinct of liberty is lacking in him [Marx]; he remains from head to foot, an authoritarian". [2] For some, the intensity of the conflict has been puzzling, given that the two authors seem to be struggling for identical goals. Convinced that capitalism is predicated on the exploitation of workers by capitalists, they were equally dedicated to fighting for a socialist society where economic classes would be abolished and all individuals would have the opportunity to develop all of their creative capacities. Hence, both envisioned socialism as eliminating the division of labor, especially between mental and manual work, and between men and women. In other words, the work process was to be transformed so that all workers would take an active role in the organization, design and implementation of it. Moreover, both argued that the oppressed must liberate themselves - one should not expect any benevolent impulses from members of the ruling, capitalist class; and to ensure success, the revolution must assume an international scope. Finally, they agreed that the State was an instrument of class oppression, not some neutral organ that equitably represented everyone's interests, and in the final analysis must be abolished. The 1871 Paris Commune offered, in their opinion, a model to be emulated. However, their most profound point of disagreement centered on their conflicting analyses of the State. Most importantly, while Marx envisioned a transitional stage between capitalism and a fully mature communist society, which included a state in the form of the dictatorship of the proletariat (i.e., a workers' state), Bakunin adamantly rejected the establishment of any kind of state, including a workers' state. In fact, this rejection is the defining principle of the school of anarchism, a term that literally translates as "no government". For Bakunin, the only consistent, revolutionary option was to move immediately to a fully mature communist society which, both authors agreed, would be distinguished by the absence of a state. As a corollary to this disagreement, Marx supported attempts by independently organized workers to pursue their class interests by pressing for reforms within the bourgeois state - for example, for a reduction in the length of the working day - arguing that such victories would promote class consciousness, whereas Bakunin contested this proposal on the grounds that any political engagement whatsoever would constitute a perversion of the revolutionary movement and instead advocated complete abstention from the bourgeois political arena. The proper form of a revolutionary organization was also a point of dispute. Bakunin enthusiastically created secret societies as catalysts for a revolutionary upsurge while Marx flatly rejected them. Finally, the two contested the proper role of the peasants in a revolutionary movement. Bakunin argued that they might play a leading role while Marx designated the proletariat as the exclusive, leading revolutionary agent. Because of the preponderance of the points of agreement, some commentators have resorted to personality flaws to account for the interminable disharmony that plagued their relation. For example, Bakunin has been accused of being both anti-Semitic and anti-Germanic while Marx has been considered to suffer from an incurable strain of rigid authoritarianism. A more promising line of explanation of their intractable differences, however, lies in an investigation into the profoundly divergent philosophical frameworks that served as the points of departure for their respective political analyses. As will be shown below, their foundational concepts are so incompatible that even their points of agreement are rendered more illusory than substantive. Bakunin's Philosophic Positions Some of the important philosophical assumptions Bakunin employed in his approach to human reality were borrowed from the European Enlightenment, particularly the empiricist branch of this tradition, so a proper appreciation for his framework requires a brief excursion into its principles. Having witnessed the phenomenal success of the natural sciences with such practitioners as Galileo and Newton, among others, many Enlightenment philosophers were inspired to transpose both the method and guiding assumptions of the natural sciences onto the domain of human behavior. These borrowed assumptions included the conviction that different kinds of natural objects contain their unique and defining fixed essence; objects interact with one another according to immutable mechanical laws of cause and effect; and after careful observation of individual interactions, the appropriate laws can be conclusively identified and codified. Consequently, the assumption was commonly adopted by members of the Enlightenment that humans are entirely natural creatures along the lines of other natural species and accordingly embody a unique and permanent essence and exhibit behavior that is entirely determined by natural causes. This approach was highlighted by the popular recourse to the concept of "the state of nature". As a state that either literally or figuratively preceded the formation of organized societies, it purported to offer a glimpse into human nature in its purely "natural" state, prior to alterations resulting from the impact of society. Philosophers during this period, which coincided with the rise of capitalism, almost universally described humans as individualistic, autonomous and independent and to one degree or another strongly inclined to pursue their own self interest, in conformity with the prevailing bourgeois norms. Bakunin deviated somewhat from this philosophic tradition by rejecting the description of humans as essentially individualistic. For example, he mocked the conception of society as originating by means of isolated, independent individuals contracting with one another, labeling this version a philosophic "fiction", and argued instead that humans were naturally social and always lived in communities. But he profoundly subscribed to the view that humans should be regarded on the same theoretical plane as other natural objects and that consequently human behavior was governed entirely by mechanical, natural laws. The following quotations offer a sample of this outlook:
In other words, justice is a natural human sentiment which permanently resides in the human constitution. Bakunin's definition of evil, however, was not altogether consistent. On the one hand, he seems to have followed the empiricist tradition by identifying it with what is also natural: "We know very well, in any case, that what we call good and bad are always, one and the other, the natural results of natural causes, and that consequently one is as inevitable as the other." [9] On the other hand, perhaps because he found it politically advantageous, Bakunin also identified evil, not with a natural impulse or sentiment, but with what is "unnatural", thereby creating a dualistic universe that was not entirely captured by natural laws. What lay outside these laws was the unnatural, the artificial, a domain which consequently could persevere only by constant recourse to force and coercion: "We must distinguish well between natural laws and authoritarian, arbitrary, political, religious, criminal, and civil laws which the privileged classes have established...." [10] One final important component of Bakunin's philosophic arsenal is his notion of freedom. We shall see that when Marx and Bakunin mention this term, they have in mind two entirely different concepts. Bakunin's understanding of this term contains several important facets. For example, for Bakunin, acting freely means, above all, acting "naturally" or according to one's natural impulses: "The liberty of man consists solely in this: that he obeys natural laws because he has himself recognized them as such, and not because they have been externally imposed upon him by any extrinsic will whatever, divine or human, collective or individual." [11] In other words, this definition rests on the conception of humans as natural creatures governed by natural laws. To act naturally is simply to be spontaneous, to be "oneself": "Once more, Life, not science, creates life; the spontaneous action of the people themselves alone can create liberty." [12] The identification of freedom with spontaneity or impulsive behavior then leads to a second feature of Bakunin's definition. He is embracing a conception of freedom that can be exercised by a single individual, isolated from a human community. One can act spontaneously entirely alone; it does not, for example, require a special, acquired mental capacity. Consequently, for Bakunin, freedom was an attribute of individuals, not of humans constituting a collectivity:
However, because he viewed humans as naturally social, at times he tried to take this understanding of freedom and demonstrate that it could operate consistently in a human community:
Leaving aside the question whether this formulation is consistent with his earlier versions, Bakunin is basically arguing that it is our nature to live together in equality, cooperating with one another, where no one exploits or is exploited. Hence, if I am acting naturally and consequently freely, then I am not exploiting my neighbor, thereby allowing my neighbor to live naturally and freely. In this way one individual's freedom serves as a confirmation and extension of another. But still, this conception of freedom is grounded on the individual: "... collective liberty and prosperity exist only so far as they represent the sum of individual liberties and prosperities." [16] To summarize Bakunin's philosophy, he is operating, by and large, within the naturalistic framework established by the empiricist current of the Enlightenment. Humans are conceived as embodying a permanently fixed nature with behavior basically determined by natural laws. This state of affairs is then identified with what is good. However, when coercion enters into the relations among people, we enter the realm of the unnatural. We are alienated from our natural condition and we lose our freedom. The Philosophy of Marx While Bakunin's major theoretical assumptions were firmly rooted in materialist Enlightenment philosophy, Marx was impacted by this tradition for the most part only after it underwent a significant transformation in the hands of Hegel. Most importantly, Hegel rejected the Enlightenment conviction that humans are a natural species, conforming to the same kind of permanently fixed laws as the rest of the natural world. Instead, he postulated a vision of humanity engaged in a developmental process, constantly transforming and recreating itself in its struggle to become increasingly rational. Moreover, this undertaking was conceived as a collective endeavor since rationality, in the final analysis, is an attribute that requires, both for its original emergence and its continual exercise, the contribution of the entire species. For example, each new generation builds on the rational accomplishments of its predecessors, and in this way humans gradually succeed in creating a scientific grasp of reality. Finally, in Hegel's opinion, this historical process culminates in a state of consummate rationality when humanity acquires self-knowledge. Here humans achieve the capacity to regulate their interactions according to conscious, rational canons and have come to understand themselves as a rational species in a collective sense. Marx adopted Hegel's vision of humans engaged in a collective undertaking but argued in favor of a different logic governing the process. For Hegel, the logic of history reflected the logic of human consciousness while Marx anchored the logic to a materialist substructure. In particular, for Marx, the manner in which humans go about satisfying their basic needs stamps a certain structure on the kind of society they create, the relations people have with one another, and the ideas they formulate about themselves and the surrounding world:
Moreover, this economic foundation contains a certain logic that unleashes a historical movement:
Like Hegel, Marx viewed this historical process as a collective endeavor since humans depend on one another both for the satisfaction of their basic physical needs and for the acquisition of higher needs: "The object before us, to begin with, material production. Individuals producing in society - hence socially determined individual production, is, of course, the point of departure. The individual and isolated hunter and fisherman, with whom Smith and Ricardo begin, belongs among the unimaginative conceits of the eighteenth-century Robinsonades, which in no way express merely a reaction against over-sophistication and a return to a misunderstood natural life, as cultural historians imagine. As little as Rousseau's contrat social, which brings naturally independent, autonomous subjects into relation and connection by contract, rests on such naturalism." [19] While Bakunin posited a fixed, natural human essence, Marx, again following Hegel's lead, believed that human nature itself unfolded in a developmental process whereby the specific nature of one historical epoch was shed and a new nature was donned in a perpetual process of re-creation. As humans invent ever more sophisticated instruments to employ in the production process, they simultaneously transform themselves into more rational, universal individuals. At the beginning of history, the human species was hardly distinguishable from the rest of the animal kingdom; people were impulsive and lacked a conscious understanding of themselves and their environment. In other words, Bakunin's picture of humanity as a fixed, natural species only enjoys a fleeting validity at the earliest stage of history in Marx's perspective:
But in the course of a communist revolution, a remarkable transformation takes place: the working class seizes control of the instruments of production and, for the first time, begins to direct them according to a conscious, rational plan:
Here humans have abandoned their animal-like, impulsive existence in favor of a deliberate, rational regulation of their affairs. But conscious mastery of the productive forces can only be achieved when humans work in cooperation and harmony with one another, for as long as economic classes exist with their accompanying exploitation, relations of domination will substitute for rational discussion, thereby precluding the possibility of consciously controlling the productive forces:
For this reason, the involvement of all individuals in the conscious control of the economy is an absolute prerequisite:
In stark contradiction to Bakunin, Marx believed that a successful revolution does not signal the recapturing of an original, natural essence that was stifled by the advent of the State and the creation of classes, but rather the creation of a new human being:
Thus, in the revolutionary process, the proletariat transforms itself from a passive class, following the dictates of the bourgeoisie, into a self-determining agent capable of taking the reins of history into its own hands and directing events according to a conscious plan. This represents the dawn of a new age in which individuals act collectively and consciously in determining social policy: "Only at this stage does self-activity coincide with material life, which corresponds to the development of individuals into complete individuals and the casting off of all natural limitations." [25] We see, therefore, that Marx and Bakunin have developed two dramatically divergent visions of humanity. Bakunin adopted a static version of human nature, identifying it with what is physically natural while Marx posited a humanity that was undergoing maturation, leaving behind a more animal-like existence as it achieved ever higher levels of rationality and self-consciousness. Their ethical doctrines correspondingly reflected these different conceptual frameworks. While Bakunin defined the good in terms of what is "natural," Marx relativized ethical terms historically so that each new mode of production was seen to spawn new ethical assumptions:
In the context of criticizing Gilbart, a 19th century British historian of economics who claimed that deriving profit from money through interest was "naturally" just, Marx argued that there is no natural justice, i.e., no justice that is permanently valid:
Marx's notion of freedom also involves a paradigm shift in relation to Bakunin and the empiricist school of the Enlightenment. There are two pivotal turns that Marx executed in departing from this tradition and in both cases he was following Hegel's analysis. First, for Marx, freedom does not amount to following one's impulses or engaging in spontaneity. Impulses are a part of one's natural constitution - they are not the product of choice. When we act impulsively, we act "naturally" and without conscious reflection. However, when we rationally and consciously direct our behavior, we ourselves, through thoughtful deliberation, determine our course of action. Marx accordingly allied himself with that sector of the Enlightenment that was represented, for example, by Kant and Rousseau, where both endorsed the autonomy of the subject:
Second, and connected with the first point, freedom is not a capacity that is exercised fundamentally by an individual; rather it is for Marx undertaken primarily by a community of people and in this respect his analysis deviates from Kant and Rousseau. Science, for example, is not a discipline that can be created or employed by an isolated individual. Humans existed for thousands of years before they were in a position to begin to engage in scientific thought, and many more thousands of years passed before they were able to create formal, scientific theories. And no progress could be made at all in this direction until humans developed the ability to build on the contributions of previous generations. Moreover, because humans are dependent upon one another for the satisfaction of their needs, both physical and psychological, they are compelled to work with one another. Within capitalist society, rather than working with one another directly, cooperation is enforced indirectly by people competing against one another, each consulting only his or her private interest in determining which option to pursue. But such behavior entails that the structure people operate within does not become an object of critical reflection precisely because, from the vantage point of an isolated individual, it is impossible to alter. Hence, from this perspective society appears to be as inflexible as the law of gravity. But the goal of a socialist society is to invert this relation. Instead of individuals feeling powerless in the face of their own social institutions, by directly coming together through organized discourse, they place themselves in a position to alter these institutions according to their own needs and values. But this can only be accomplished when individuals are operating as a coordinated force, where they are discussing, debating and voting on which options to pursue, and where everyone has the opportunity to participate. Consequently a socialist society brings into play a new definition of freedom, and, in Marx's opinion, a superior conception: the collective, rational determination of social policy. "Freedom in this field can only consist in socialized man, the associated producers, rationally regulating their interchange with Nature, bringing it under their common control, instead of being ruled by it as by blind forces of Nature." [29] Consequently, Bakunin's individualistic definition of freedom, in Marx's opinion, remains mired in the conceptual framework of bourgeois philosophy and simply sows confusion when transplanted onto a socialist foundation:
In fact, this bourgeois conception of freedom, when compared to a more advanced socialist conception, is simply another form of slavery:
The differences between Marx's and Bakunin's definitions of freedom, in the final analysis, stem directly from their opposed philosophical presuppositions. For Bakunin, since humans are a natural species, it only makes sense to define freedom as acting naturally. But for Marx, since he regards humanity as in the process of lifting itself above nature, freedom is identified with collective, rational action. One final cornerstone of Marx's philosophic foundation concerns his analysis of the laws of history. As we have seen, his historical, materialist approach committed him to emphasizing the role of economic conditions in determining the course of history. But while Bakunin argued that historical laws could be reduced to natural laws, thereby implying that humans have no more control over their destiny than natural objects, Marx postulated a dynamic relation between human intentions and the surrounding economic environment:
Here, the material environment and human intentions conjoin to nudge, or hurl, as the case may be, history in a particular direction. This dynamic relationship for Marx is rooted in the basic production process through which humans relate both to one another and to nature:
In other words, the economic foundation itself upon which history rests in Marx's system, includes the role of human consciousness as an irreducible moment. Consequently, Marx's materialism does not commit him to a mechanical explanation where each historical event is conclusively determined by a preceding set of conditions, as in the natural sciences. Rather, the surrounding economic conditions establish certain parameters within which human intentions operate, thereby stamping a general logic on these intentions without entirely determining them. It is impossible, for example, to create a computer when one has only stone implements at one's disposal, but one is not compelled to create a computer even if all the necessary technology is available. For this reason Marx insisted upon drawing a sharp boundary between nature, on the one hand, and history on the other:
And for this reason he was also critical of attempts to depict history as one more branch of the natural sciences:
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| I would like to thank Bill Leumer, Paul Colvin and Fred Newhouser for their valuable suggestions in connection with this article. |
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Notes 1. Marx, Karl and Engels, Frederick, Selected Correspondence (Moscow, 1975), p.254. 2. Kenafick, K.J., Michael Bakunin and Karl Marx (Melbourne, 1948), p.40. 3. Dolgoff, Sam, ed., Bakunin on Anarchy (New York, 1972), p.129. 4. Bakunin, Michael, ‘God and State', in The Essential Works of Anarchism, ed. by Shatz, Marshall (New York/Chicago, 1972), p.139. 5. Maximoff, G.P., ed., The Political Philosophy of Bakunin: Scientific Anarchism (Glencoe, Ill., 1953), p.75. 6. Ibid., p.263. 7. Ibid., p.156. 8. Dolgoff, Sam, ed., Bakunin on Anarchy, p.125. 9. Bakunin, Michael, Marxism, Freedom and the State, ed. by Kenafick, K.J. (London, 1950), p.22. 10. Maximoff, G.P., ed., The Political Philosophy of Bakunin: Scientific Anarchism, pp.263-4. 11. Bakunin, Michael, "God and State," p.141. 12. Ibid., p.153. 13. Quoted in Eltzbacker, Paul, Anarchism, Exponents of the Ancient Philosophy (New York, 1960), p.85. 14. Lehning, Arthur, ed., Michael Bakunin, Selected Writings (London, 1973), p.64. 15. Dolgoff, Sam, ed., Bakunin on Anarchy, pp.261-2. 16. Bakunin, "God and State," p.147. 17. Marx, Karl, A Contribution to the Critique of Political Economy (New York, 1970), pp.20-21. 18. Marx, Karl and Engels, Frederick, The German Ideology (Moscow, 1968), pp.39-40. 19. Marx, Karl, Grundrisse (Middlesex, England, 1973), p.83. 20. Marx, Karl and Engels, Frederick, The German Ideology, p.43. 21. Ibid., pp.49-50. 22. Ibid., pp.83-4. 23. Ibid., p.85. 24. Ibid., p.87. 25. Ibid., p.85. 26. Ibid., p.37. 27. Marx, Karl, Capital, Volume 3 (New York, 1972), pp.339-40. 28. Marx, Karl, Grundrisse, pp.611-12. 29. Marx, Karl, Capital, Volume 3, p.820. 30. Marx, Karl, ‘On the Jewish Question', Collected Works, Volume 1 (New York, 1975), pp.162-63. 31. Marx, Karl, ‘The Holy Family', Collected Works, Volume 4 (New York, 1975), p.116. 32. Marx, Karl, The Eighteenth Brumaire of Louis Bonaparte (New York, 1969), p.15. 33. Marx, Karl and Engels, Frederick, The German Ideology, p.51. 34. Marx, Karl, Capital, Volume 1 (New York, 1967), pp.177-8. 35. Ibid., p.169. 36. Ibid., pp.372-3 |